280+ associates | Over 20 locations in 14 states
Over $10 billion under administration
Wholly-owned subsidiary of B. Riley Financial, Inc. (NASDAQ:RILY), a publicly traded, diversified financial services company. Other affiliates: B. Riley FBR, Inc., Great American Group, B. Riley Capital Management, Fiduciary Financial Services Wealth Management (FFSS).
Philip Zanone, Chief Executive Officer
Steve Bonnema, Chief Administrative Officer
James Ritt, Chief Compliance Officer, General Counsel
Chuck Hastings, Director of Strategic Initiatives
Craig Pirtle, Managing Director, Wealth Management
Lines of Business
Private Wealth Management and Registered Investment Advisory
Wealth Management Services
Retirement planning, financial strategies, investment advisory, annuities and life insurance, separate account management, corporate retirement plan advisory services, trust services*, lending resources*
Registrations and Memberships
Financial Industry Regulatory Authority (FINRA), Securities & Exchange Commission (SEC), Member of Securities Investor Protection Corporation (SIPC)
Custodial and Clearing Relationships
First Clearing‡ provides clearing, execution and settlement services for B. Riley Wealth Management accounts. First Clearing is a leading provider of clearing and custody services to financial institutions.
*Offered through third-party trust, lending and banking services providers.
‡ First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company.