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Third Party Research Disclosures

Important disclosures related to the relationship between B. Riley Wealth Management (BRWM) and certain companies that are subjects of third-party research reports:

Company Name Ticker WSI Managed or Co-Managed Public Offering In Last 12 Months WSI Expects To Receive Or Intends To Seek Compensation In Next 3 Months WSI Received Compensation For Investment Banking Services In Last 12 Months WSI Received Compensation For Non Investment Banking Securities Related Services In Last 12 Months Investment Banking Client Of WSI In Last 12 Months Non-Investment Banking Securities Related Client Of WSI In Last 12 Months Firm Holding Greater than 1%
Ashford Hospitality Trust AHT YES YES YES
Cedar Realty Trust CDR YES YES YES
Global Medical REIT Inc. GMRE YES
Physicians Realty Trust DOC YES